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RE: Discrete Particle Threshold



                                UNITED STATES

                        NUCLEAR REGULATORY COMMISSION

                    OFFICE OF NUCLEAR REACTOR REGULATION

                          WASHINGTON, D.C.  20555 



                               August 2, 1990





Information Notice No. 90-48:  ENFORCEMENT POLICY FOR HOT PARTICLE 

                                   EXPOSURES 





Addressees: 



All holders of operating licenses or construction permits for nuclear power 

reactors. 



Purpose:



This information notice is intended to alert addressees to a policy 

statement that the U.S. Nuclear Regulatory Commission (NRC) is issuing 

concerning the use of enforcement discretion in cases involving occupational 

doses to the skin from exposure to radioactive particles ("hot particles") 

that exceed the limits in Section 20.101 of Title 10 of the Code of Federal 

Regulations (10 CFR).  It is expected that recipients will review the 

information for applicability to their facilities.  However, the enforcement 

policy is a policy statement concerning NRC actions, not a regulation 

imposing requirements on licensees, and suggestions contained in this 

information notice do not constitute NRC requirements; therefore, no 

specific action or written response is required. 



Background:



The limits on occupational dose specified in the table in paragraph (a) of 

10 CFR 20.101 for the hands and forearms, feet and ankles, and the skin of 

the whole body apply to all exposures, including hot particle exposures.  

However, because of the nature of the principal radiation involved (beta 

particles), the extremely localized effects, and the lower risk of 

biological injury compared to nonlocalized effects, the NRC believes a 

different limit for hot particle exposures should be established through 

rulemaking action.  To begin the necessary rulemaking process, the 

Commission has directed the NRC staff to prepare an advance notice of 

proposed rulemaking by September 1990.  In addition, NRC enforcement 

discretion will be applied until a new limit for hot particle exposures is 

established by rule.  



Earlier this year, the staff proposed an NRC enforcement policy statement 

(Reference 1) concerning the use of enforcement discretion in cases 

involving occupational doses to the skin from hot particle exposures that 

exceed the 















9007270021

.



                                                            IN 90-48

                                                            August 2, 1990

                                                            Page 2 of 3





limits in 10 CFR 20.101.  On July 9, 1990, the Commission approved this 

statement, which is enclosed as Attachment 2.  The enforcement policy 

statement is based on the recommendations in Report No. 106 of the National 

Council on Radiation Protection and Measurements (NCRP) (Reference 2). 



In general, the policy statement increases the dose threshold for issuing a 

notice of violation and decreases the severity levels for violations of the 

skin dose limits and for failures to report those violations in cases of hot 

particle exposures.



Discussion: 



On July 30, 1990, the NRC published the new policy statement in the Federal 

Register and the policy became effective on the date of publication.  



As indicated in the Scope section of the attached policy, the policy applies 

to occupational doses to the skin that exceed the limits of 10 CFR 20.101 

for the "hands and forearms, feet and ankles" or the "skin of the whole 

body" and that result from radiation emitted by a hot particle on the body 

or clothing of the exposed individual.  The policy does not change the 

limits of 10 CFR 20.101, the methods for determining compliance with those 

limits, or reporting and notification requirements of 10 CFR Parts 19 and 

20.  The NRC will use the notifications and reports to address issues during 

the rulemaking process and to monitor licensees' continuing programs to 

protect workers from hot particle exposures. 



Consistent with the recommendations in NCRP Report No. 106, the definition 

of a "hot particle" in the attached policy includes an upper limit on 

particle size of 1 mm in any dimension.  However, the NRC staff expects that 

an actual measurement of the size of a particle will be necessary only if 

the particle appears to have some dimension that is estimated to approach 1 

mm.  All particles that are not visible without magnification can be assumed 

to be smaller than the limit. 



NCRP Report No. 106 includes a recommendation for medical evaluation in 

cases of hot particle exposures that exceed the NCRP-recommended limit of 75 

microcurie hours.  Because this recommendation is not considered an 

enforcement issue, it is not addressed in the attached enforcement policy.  

However, the NRC staff agrees with this NCRP recommendation.



The NRC staff does not intend that the implementation of this policy will 

significantly alter licensee programs established to contain hot particles 

within each nuclear power plant and prevent the particles from being 

inadvertently transported offsite. 



.



                                                            IN 90-48

                                                            August 2, 1990

                                                            Page 3 of 3





This information notice requires no specific action or written response.  If 

you have any questions about the information in this notice, please contact 

one of the technical contacts listed below or the appropriate NRC regional 

office. 









                              Charles E. Rossi, Director 

                              Division of Operational Events Assessment 

                              Office of Nuclear Reactor Regulation 





Technical Contacts:  John D. Buchanan, NRR 

                     (301) 492-3184 



                     James E. Wigginton, NRR 

                     (301) 492-1059 





Attachments:

1.  References 

2.  Enforcement Policy for Cases of Occupational 

      Doses to the Skin from Radiation Emitted 

      from Hot Particles 

3.  List of Recently Issued NRC Information Notices 

.



                                                            Attachment 1 

                                                            IN 90-48 

                                                            August 2, 1990

                                                            Page 1 of 1





                                 REFERENCES



1.   "Modified Enforcement Policy for Hot Particle Exposures - Revision to 

     Incorporate Recommendations Made in NCRP Report No. 106," memorandum 

     for the Commissioners from James M. Taylor, Executive Director for 

     Operations, SECY-90-169, May 11, 1990.  This NRC document is available 

     in the NRC Public Document Room, 2120 L Street, N.W., Washington, D.C.



2.   Limit for Exposure to "Hot Particles," National Council on Radiation 

     Protection and Measurements (NCRP) Report No. 106, December 31, 1989.  

     This report is available from NCRP, 7910 Woodmont Avenue, Bethesda, MD  

     20814.

.



                                                            Attachment 2

                                                            IN 90-48

                                                            August 2, 1990

                                                            Page 1 of 4





                           Enforcement Policy for

                       Cases of Occupational Doses to

                           the Skin from Radiation

                         Emitted from Hot Particles





1.   Purpose



     The purpose of this policy statement is to explain the enforcement 

     policy that the Commission intends to follow (notwithstanding the 

     current enforcement policy in 10 CFR Part 2, Appendix C), regarding the 

     use of enforcement discretion in cases that involve an occupational 

     dose to the skin resulting from exposure to radiation emitted from a 

     hot particle on or near the skin.  The provisions of this policy will 

     be followed by the NRC staff until a new limit applicable to such cases 

     is established by revision of 10 CFR Part 20.  



2.   Scope



     This policy applies only to occupational doses to the skin that exceed 

     the limits of 10 CFR 20.101 for the "hands and forearms, feet and 

     ankles" or the "skin of the whole body" and that are the result of 

     radiation emitted from a hot particle on the body or clothing of the 

     exposed individual.  This policy does not change criteria for 

     whole-body doses.  



3.   Definitions



     As used in this policy --



     "Beta emission" means either (1) the number of beta particles emitted 

     from the radionuclide(s) in the hot particle during the time period of 

     the occupational exposure of the skin or (2) the number of beta 

     particles emitted from the surface of the particle during that time 

     period.  



     "Hot particle" means a discrete radioactive fragment that is insoluble 

     in water and is less than 1 mm in any dimension.  



     "Hot particle exposure" means an occupational dose to the skin 

     resulting from exposure to radiation emitted from the radionuclides in 

     a hot particle on the body or on the clothing of the exposed 

     individual.  



     "Occupational dose" includes exposure of an individual to radiation (1) 

     in a restricted area or (2) in the course of employment in which the 

     individual's duties involve exposure to radiation, provided, that 

     "occupational dose" shall not be deemed to include any exposure of an 

     individual to radiation for the purpose of medical diagnosis or medical 

     therapy of such individual.  (Note:  This is the definition of this 

     term given in 10 CFR Part 20.)  



.



                                                            Attachment 2

                                                            IN 90-48

                                                            August 2, 1990

                                                            Page 2 of 4





4.   Occupational Exposure Criteria 



     The limits on occupational dose specified in the table in paragraph (a) 

     of 10 CFR 20.101 for the hands and forearms, feet and ankles, and the 

     skin of the whole body apply to all exposures, including hot particle 

     exposures.  However, because of the nature of the principal radiation 

     involved (beta), the extremely localized effects, and the lower 

     biological risk, the NRC believes a different limit for hot particle 

     exposures should be established through rulemaking action and that 

     enforcement discretion should be applied until a new limit for hot 

     particle exposures is established by rule.  Consequently, the staff 

     will use a new beta emission criterion and a new skin dose criterion 

     for determining appropriate discretionary enforcement actions and 

     appropriate severity levels for hot particle exposures; however, the 

     staff will continue to evaluate hot particle exposures in terms of 

     absorbed dose for comparison with the limits of 10 CFR 20.101.  

     

     For a hot particle exposure of an individual above the limits of 10 CFR 

     20.101 that results from a hot particle in contact with the skin, the 

     NRC will issue a notice of violation if the beta emission from the 

     particle is greater than the beta emission criterion.  For purposes of 

     this policy, the beta emission criterion is established as a beta 

     emission value of 1010 beta particles (75 microcurie hours).  A notice 

     of violation will not be issued when an individual receives a hot 

     particle exposure that is equal to or less than the beta emission 

     criterion.  



     For each hot particle exposure, the hot particle will be assumed to 

     have been in contact with the skin throughout the possible irradiation 

     period, even if the particle was found on the hair or clothing of the 

     exposed individual, unless it can be determined that the particle was 

     never in contact with the skin (for example, if the particle was 

     between two layers of clothing).  

     

     If it can be determined that the particle was never in contact with the 

     skin, the skin dose criterion, rather than the beta emission criterion, 

     applies.  That is, in this case, the NRC will issue a notice of 

     violation if the dose to the skin exceeds the skin dose criterion.  For 

     purposes of this policy, the skin dose criterion is established as an 

     occupational dose to the skin of 50 rad at a depth of 7 mg/cm 2 

     averaged over an area of 1 cm 2 in the region of the highest dose.  A 

     notice of violation will not be issued when an individual receives a 

     hot particle exposure that is equal to or less than the skin dose 

     criterion.  

     

     The beta emission criterion or the skin dose criterion will be used for 

     each hot particle exposure.  There are no quarterly or annual 

     limitations.  



     In any case, a notice of violation may be issued for violations of 

     other regulatory requirements associated with an event involving hot 

     particle exposures (e.g., violation of 10 CFR 20.201, "Surveys") 

     regardless of the magnitude of the hot particle exposure.  

.



                                                            Attachment 2

                                                            IN 90-48

                                                            August 2, 1990

                                                            Page 3 of 4





     In determining whether a hot particle exposure has exceeded the limits 

     of 10 CFR 20.101, the beta emission criterion, or the skin dose 

     criterion, hot particle exposures will not be added to skin doses from 

     sources other than hot particles, nor will hot particle exposures from 

     different particles be summed unless the different particles result in 

     doses to the same area (location) of skin.  



5.   Records, Notifications, and Reports



     Nothing in this policy should be construed as changing, or in effect 

     changing, other requirements of 10 CFR Parts 19 and 20.  In particular, 

     the requirements of 10 CFR 20.401 (records), 10 CFR 20.403 

     (notifications of incidents), 10 CFR 20.405 (reports of overexposures), 

     10 CFR 20.408 (reports of personnel monitoring on termination), and 

     10 CFR 20.409 and 10 CFR 19.13 (notifications and reports to 

     individuals) remain in effect and concern the current dose limits in 

     10 CFR 20.101.  For example, a hot particle exposure resulting in a 

     skin dose of 75 rads to the feet, ankles, hands, or forearms must be 

     reported to the NRC within 24 hours.  However, no notice of violation 

     will be issued for a failure to make an immediate notification required 

     by 10 CFR 20.403(a) for a skin dose that is a result of a hot particle 

     exposure.  A Notice of Violation will be issued for a failure to make a 

     24-hour notification required by 10 CFR 20.403(b) or to report as 

     required by 10 CFR 20.405 for a dose that is a result of hot particle 

     exposure.  



6.   Enforcement Examples



     In addition to the enforcement discretion concerning issuing notices of 

     violations, enforcement discretion also will be used concerning the 

     severity levels of violations.  For a dose to the skin from hot 

     particle exposures, the following examples will be used for determining 

     severity levels:  



     a.   Severity Level III - Violations involving, for example -- 



          (1)  Hot particle exposures for which the dose to the skin exceeds 

               the limits of 10 CFR 20.101 and exceeds three times the 

               relevant criterion (either the beta emission criterion or the 

               skin dose criterion).  



          (2)  Failure to make a notification required by 10 CFR 20.403(b) 

               or a report (required by 10 CFR 20.405) for a hot particle 

               exposure that results in a skin dose that exceeds the limits 

               of 10 CFR 20.101 and exceeds three times the relevant 

               criterion (either the beta emission criterion or the skin 

               dose criterion).  



     b.   Severity Level IV - Violations involving, for example --



.



                                                            Attachment 2

                                                            IN 90-48

                                                            August 2, 1990

                                                            Page 4 of 4





          (1)  Hot particle exposures for which the dose to the skin exceeds 

               the limits of 10 CFR 20.101 and exceeds the relevant 

               criterion but does not exceed three times the relevant 

               criterion (either the beta emission criterion or the skin 

               dose criterion).  



          (2)  Failure to make a notification required by 10 CFR 20.403(b) 

               or a report (required by 10 CFR 20.405) for a hot particle 

               exposure that results in a skin dose that exceeds the limits 

               of 10 CFR 20.101 and exceeds the relevant criterion but does 

               not exceed three times the relevant criterion (either the 

               beta emission criterion or the skin dose criterion).  



     c.   Severity Level V - Violations involving, for example -- 



          (1)  Failure to make a notification required by 10 CFR 20.403(b) 

               or a report (required by 10 CFR 20.405) for a hot particle 

               exposure that results in a skin dose that exceeds the limits 

               of 10 CFR 20.101 but that does not exceed the relevant 

               criterion (either the beta emission criterion or the skin 

               dose criterion).  



     Note:  No numerical criteria (beta emission values or skin doses) have 

            been established as examples for Severity Levels I and II.  



.ENDEND

Floyd Flanigan B.S.Nuc.H.P.



-----Original Message-----

From: Robinson, Stephen D. [mailto:sdrobin@nppd.com]

Sent: Tuesday, July 16, 2002 10:25 AM

To: Radsafe (E-mail)

Subject: Discrete Particle Threshold





Radsafer's:



What is the working definition of a discrete radioactive particle, or "hot

particle"?  Is there an activity threshold that must be met before

radiological controls are placed into effect?



Thanks.



Stephen D. Robinson

Staff Health Physicist

NPPD, Cooper Station

(402)825-5685

sdrobin@nppd.com 

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