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An NPT for non-members
Hold your breath.......
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An NPT for non-members
By Avner Cohen & Thomas Graham Jr.
A separate agreement for Israel, India, and Pakistan would bolster
nonproliferation efforts from outside the NPT, but would require Israel to
acknowledge its nuclear status.
By late 1966, as the Nuclear Non-Proliferation Treaty (NPT) was nearing
completion, Israel had secretly concluded the research and development phase
for its first nuclear explosive device. But it did not dare test the device.
Israel had promised President Lyndon Johnson’s administration that “it
[would] not be the first to introduce nuclear weapons to the Middle East.”
And it intended to keep its word. When Johnson was informed by CIA Director
Richard Helms that Israel had reached nuclear capability, he ordered Helms
“to keep [Israel’s nuclear progress] a secret and not share it even with
[Secretary of State Dean] Rusk and [Secretary of Defense Robert S.]
McNamara.” A taboo was created.
This was the unique historical fabric with which Israel went nuclear in the
1960s--with full technological vigor but with a great deal of political
ambivalence. That and the hesitant American response gave rise to a
bilateral taboo. Israel’s nuclear project was caught in the middle as
nonproliferation norms were being built. While the United States, the Soviet
Union, and Britain were working to address the threat of nuclear
proliferation, Israel was concerned with being prepared to confront hostile
neighbors. In 1968, with the completion of the NPT, American officials
pressured Israel to join the nonproliferation effort, but to no avail. Given
its security needs and U.S. unwillingness to provide security guarantees, it
could not join the NPT and renounce its nuclear option.
By September 1969, Israeli Prime Minister Golda Meir and President Richard
Nixon had reached a new secret understanding of the issue. Meir pledged that
Israel would not declare its nuclear status, would not test its weapons, and
would not use its nuclear capability for diplomatic gains. Rather, the
Israeli bomb would be kept in the basement, for use only as a last resort.
Israel would not join the NPT, but it would not defy it either.
What had begun as a taboo turned into a symbiotic policy. The United States
stopped pressuring Israel and accepted a de facto policy of “don’t ask,
don’t tell.” For more than three decades, Israel and the United States have
perceived nuclear opacity as the only way to address both the uniqueness of
Israel’s nuclear capabilities and the U.S. commitment to the nuclear
nonproliferation regime. All Israeli governments have adhered to this
understanding and all American administrations have looked the other way
when it came to Israel’s nuclear capabilities. Today this policy is not
merely anachronistic, it is counterproductive.
A weakened treaty
Much has changed in world politics since the NPT came into being in 1970,
but it is remarkable that the grand bargain of the treaty has remained
virtually intact. In exchange for renouncing nuclear weapons and accepting
the new nonproliferation norms, the treaty’s nuclear weapon states agreed to
share peaceful nuclear technology with the non-nuclear weapon states and
committed themselves to pursuing nuclear disarmament measures aimed at the
ultimate elimination of nuclear weapons.
The number of nuclear weapon states has changed very little since 1970.
Today, in fact, there are only two more nuclear weapon programs than existed
in 1970, as Israel and India were far along toward a weapon capability at
the time. Israel, India, and Pakistan are all NPT non-signatories and all
are full-blown nuclear weapon states. North Korea, which pursued its nuclear
ambitions from within the treaty, also claims to have crossed the nuclear
threshold.
Then there is the case of Iran, a country that does not yet have nuclear
weapons but, like North Korea, is widely believed to be developing a nuclear
weapons program from within the NPT.
Contrary to those who alarmingly predicted that the end of the Cold War
would lead to rapid proliferation--and ultimately nuclear anarchy--the NPT
continues to stimulate positive nonproliferation developments. Russia alone
succeeded the Soviet Union as a nuclear weapon state under the NPT, while
the other former Soviet republics joined the NPT as non-nuclear weapon
states. South Africa destroyed the seven nuclear weapons it had built and
joined the NPT in 1992, and Argentina and Brazil gave up their nuclear
rivalry to join the treaty. Nuclear-weapon-free zone (NWZ) treaties have
come into force in Latin America, Africa, the South Pacific, and Southeast
Asia, and now cover a considerable portion of the world’s landmass.
Together with other multilateral and bilateral agreements, the NPT has grown
to be the centerpiece in a much larger, more flexible, and dynamic
nonproliferation regime. Included in what is now a large array of
arrangements are: the informal nuclear supplier controls; the Lisbon
Protocol of the Strategic Arms Reduction Talks (START) treaty, which ensured
the non-nuclear status of Ukraine, Belarus, and Kazakhstan; the regional
NWZs; the bilateral inspection arrangements between Argentina and Brazil,
which permitted their accession to the NPT; the now-terminated Agreed
Framework between the United States and North Korea; and, in 1997, the
International Atomic Energy Agency’s (IAEA) expanded inspection protocol.
All of these arrangements address specific nuclear proliferation problems
that the NPT could not resolve alone. And they all support the idea of the
nonproliferation norm from outside the NPT proper.
Despite its success, it is by no means certain that the nonproliferation
regime, the cornerstone of world security, will survive in the long term.
Its weakness can be traced to several factors.
The nuclear weapon states have not pursued their half of the bargain with
sufficient vigor. While Britain, France, and Russia have ratified the
Comprehensive Test Ban Treaty (CTBT), the U.S. Senate has rejected
ratification, and China now hides behind the U.S. refusal. While the United
States and Russia have agreed to reduce the number of nuclear weapons on
alert during the next 10 years, both countries still maintain stockpiles of
thousands of nuclear weapons. And there is also the issue of negative
security assurances, commitments by the nuclear weapon states not to attack
non-nuclear weapon states with nuclear weapons. In order to achieve the
permanent extension of the NPT in 1995, all five NPT weapon states made
technically nonbinding, highly formal negative security assurances to all
non-nuclear weapon states. But the United States, Britain, France, and
Russia all have national policies and military doctrines that conflict with
those declarations.
The nuclear weapon states have also failed to make the NPT universal and
improve compliance mechanisms. The perceived credibility and effectiveness
of the NPT is a measure of the strength of the entire nonproliferation
regime and rests on the treaty being applied universally. Non-nuclear weapon
states have questioned the wisdom of adhering to the NPT when India,
Pakistan, and Israel all operate outside the treaty and leave the regime
incomplete.
Noncompliance and illegal nuclear weapon programs are the most serious
problems for the nonproliferation regime. The nuclear programs of North
Korea and Iran are examples of how nations may abuse rights granted them
under the NPT. If not effectively addressed, their violations will undermine
the viability and integrity of the treaty and cause states to contemplate
other means of preserving order and security in an increasingly dangerous
world.
The issues of universality and compliance are closely related. Only a
universal, action-oriented nonproliferation regime will command the respect
of the world community and best address the noncompliance question.
Israel stands alone
The 1998 nuclear tests by India and Pakistan were perceived as a serious
blow to the nonproliferation regime, highlighting the fear of nuclear
confrontation in South Asia. But within months policies started to change.
Once it became apparent that India and Pakistan were determined to maintain
their nuclear status, public discussion turned to how best to reduce the
risk of nuclear war in the region and limit the damage the two programs
caused to world security and the nonproliferation regime. This discussion,
and progress toward a resolution of the situation, is only possible because
both countries’ programs are somewhat transparent.
While much attention was given to the nuclear dangers on the Indian
subcontinent following the 1998 nuclear tests, Israel’s aloofness from the
NPT has historically received little attention, to the concern of some NPT
member states. The taboo concerning Israel’s nuclear program creates a sort
of paradox. While Israel’s nuclear weapon program is one of the world’s
least-kept secrets--Israel is widely recognized as the world’s sixth ranking
nuclear power, much closer, in quality and quantity, to France and Britain
than to India and Pakistan--in Israel the nuclear program remains shrouded
in secrecy. Israel’s policy of nuclear secrecy stands in profound tension
with the basic values upon which the country’s democracy rests: the
principles of accountability, oversight, and the public’s right to know. In
the absence of public debate (and public debate requires some factual
information) the taboo only reinforces and perpetuates itself.
In Israel, the most common argument for the policy of nuclear ambiguity
points the finger at the United States. It is Israel’s commitment to the
United States, the argument runs, that compels it to adhere to the posture
of opacity. This is a false argument, based on assumptions known to be
incorrect. There was a time when there would have been serious repercussions
in the United States, particularly in Congress, if Israel had publicly
disclosed its nuclear program, but this is no longer the case. It is
inconceivable that the U.S. Congress would argue that Israel should abandon
or even roll back its nuclear program, given its current security situation
(including the emergence of the Iranian nuclear threat).
By becoming more transparent and by associating itself in some way with the
nonproliferation regime--from which it indirectly benefits--Israel could
gain an important element of legitimacy for its program and for its security
posture. U.S. security and the global nonproliferation regime would also
benefit from such a shift in policy. While ambiguity was a wise way to deal
with a complex and uncomfortable reality 30 years ago, it is no longer
justified.
Out of the nuclear closet
At the NPT Review and Extension Conference in 1995, member nations expressed
concern about the nuclear situation in the Middle East. Egypt opposed the
indefinite extension of the treaty on the grounds that, as long as key
states (primarily Israel) remained outside the treaty, the regime was
“incapable of safeguarding Egypt.” Senior Egyptian diplomats explained their
position very simply. While it is understood that Israel will not use
nuclear weapons at the present time, both political conditions and
governments change. It is possible that a future Israeli government could
behave differently, they argued, which is why disarmament negotiations have
always emphasized capability rather than intent.
Unlike India, Israel understands that its regional conventional superiority
would be effectively neutralized if any of its potential adversaries had
nuclear weapons. As an uncommitted beneficiary of the NPT, Israel has chosen
the precarious path of maintaining its own unsafeguarded nuclear program
outside the treaty and relying on the majority of the world to support the
health of the treaty’s regime. This unique status cannot last forever if
widespread proliferation is to be averted. Israel is undeniably a part of
the nonproliferation equation, regionally and globally.
Of course, each country has its own security concerns--Israelis often cite
their country’s unique situation as a justification for nuclear
exceptionalism--and the NPT is far from perfect. There are serious reasons
to be concerned about the ability of IAEA safeguards inspections to verify
nonproliferation. The U.N. Special Commission’s (UNSCOM) discoveries in Iraq
raised grave questions about the system, and there is serious and justified
concern about the situation in Iran as well. But these developments have
also led to a strengthening of the safeguards approach and other
nonproliferation efforts.
Even though it is unlikely that Israel will join the NPT, it recognizes that
stemming nuclear proliferation is valuable to its security and could
consider actions to support the nonproliferation norm, as far as it can,
from outside the NPT. A number of Middle Eastern states have strong nuclear
nonproliferation credentials, especially Egypt, which continues to play a
leadership role in the NPT community and as part of the African
Nuclear-Weapon-Free Zone Treaty. Given the complex circumstances of the
Middle East, a regional solution to promoting nonproliferation might be
useful.
Israel could relate to the nonproliferation regime as part of a regional
discussion of the security problems associated with nuclear as well as
chemical and biological weapons (as opposed to nuclear weapons only). This
option would, however, require at least a reference to Israel as a nuclear
weapon state.
This would present a problem as many NPT parties--most notably Japan, South
Africa, Argentina, Brazil, South Korea, and Algeria--joined the treaty based
on the clear understanding that no other states would openly declare a
nuclear weapon capability. The NPT allows temporarily for five, and no more
than five, nuclear weapon states. The Indian and Pakistani tests already
strained the NPT in this respect.
It is important to understand that even though India, Pakistan, and Israel
have different security situations with respect to the nonproliferation
regime, their issues must be addressed together as none of them can be
approached in isolation.
A separate protocol
The world is coming to a historically decisive moment in its effort to
promote nuclear nonproliferation. The basic technology needed to create
nuclear weapons is increasingly available. Capabilities once possessed only
by a few governments can now be purchased in stores and marketplaces around
the world. If nuclear weapon states are ever to achieve deep cuts in their
nuclear stockpiles--an important part of the basic bargain of the NPT and
essential to the long-term viability of the treaty--some account has to be
taken of Israel, India, and Pakistan’s nuclear weapons. They must be
integrated into the nonproliferation regime.
To amend the NPT and admit the three as nuclear weapon states is a political
impossibility. And none of these states can be expected to give up its
program to become a non-nuclear weapon party to the treaty. One answer could
be a form of associate membership under a separate, freestanding agreement
or protocol.
Such a protocol might permit Israel, India, and Pakistan to retain their
programs, but inhibit further development. The protocol could also require
cooperation with international nuclear export controls, prohibit the
explosive testing of nuclear devices, and call for the phased elimination of
fissile material production. Israel, India, and Pakistan would sign the
agreement along with the Depositary States (Russia, Britain, and the United
States), which since the 1960s have been considered the general managers of
the NPT. By becoming party to such a protocol, the three could acknowledge
their nuclear status through association with the existing nonproliferation
regime.
It should be clear that in proposing a separate protocol we are not
advocating such a solution for member states that have violated or abused
the treaty. Israel, India, and Pakistan never joined the NPT; Iran and North
Korea did, and they must be held to their obligations. But a viable and
effective nonproliferation regime will only be possible, in the long run, if
the nuclear weapon states observe their half of the NPT bargain and work
toward the ultimate elimination of nuclear weapons. The first steps would be
to ratify the test ban treaty, negotiate deeper cuts in nuclear weapon
stockpiles, establish legally binding negative security assurances, and
create a fissile material cutoff treaty. Any state to sign the separate
protocol would have to participate in these steps as well. We recognize that
reductions and a cutoff treaty will only happen some time in the future as
part of a mutual step by all nuclear weapon states. As indicated above, an
endorsement of the CTBT and negative security assurances could be contained
in the suggested protocol.
This proposal does not legitimize nuclear weapons and nuclear proliferation.
But it would realistically recognize the nuclear status of Israel, India,
and Pakistan while requiring that they commit to nonproliferation standards.
If the nonproliferation regime becomes more universal, it will become more
effective.
Almost 35 years after a worldwide nonproliferation regime was established,
the question of how to prevent nuclear anarchy still haunts us. The large
number of existing nuclear weapons and stockpiles of fissile material only
fuel the risk of proliferation. As a nuclear weapon state, Israel is part of
the problem; therefore, it must be part of the solution. The same is true
for India and Pakistan. The answers are difficult to come by, but the
security of states cannot continue to come at the cost of the security of
human civilization.
Avner Cohen, a senior fellow at the Center for International and Security
Studies at the University of Maryland, is the author of Israel and the Bomb
(1998). Amb. Thomas Graham Jr. is special counsel at Morgan, Lewis &
Bockius. He served as acting director of the U.S. Arms Control and
Disarmament Agency and also as President Bill Clinton’s special
representative for arms control, nonproliferation, and disarmament
Gerry Blackwood
New York, New York
"Insanity is defined as doing the same thing over and over, but continually
expecting a different result." -- Sigmund Freud
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